Securities and Exchange Commission

Become a Member to :

  • Protect customers interests
  • Mitigate regulatory & reputational risks
  • Join group of transparent and fair companies
  • Increase your public awareness

Choosing SEC provides you with:

✔ Unbiased regulator
✔Independent evaluation of financial organizations’ operations
     Certification of various activities
✔Prompt dispute resolving
✔Access to up-to-date legal information

The main scope of SEC activities includes

✔ Evaluation of financial organizations’ activities and their subsequent certification
✔ Coordination of financial market participants’ activities;
✔ Minimizing risks for the financial market participants
✔ Development of financial organizations evaluation systems with subsequent  implication of the systems;
✔ Establishment of the compensation fund for the clients of the companies  certified by IFMRRC.     

Frequently Asked Questions About Complaints/Disputes

What’s covered?

The Compensation Fund covers traders of broker member firms up to €150,000 per complaint

Who can make a complaint?

Traders of our broker members can file complaints absolutely free

Who decides the outcome of the complaints?

The Dispute Resolution Committee accepts, investigates and issues decisions on complaints

1
Contact your financial services provider

We require you to contact the financial services provider first to discuss the issue and see if it can be resolved quickly.

2
File a Dispute with the Financial Commission

If the dispute remains unresolved after you have made a complaint to the financial services provider, you can file a dispute with the SEC.

3
Do you want to provide information about a dispute you have already filed with us?

If you are providing additional information about a dispute you have already filed, please e-mail the information to [email protected]