Securities and Exchange Commission

Become a Member to :

  • Protect customers interests
  • Mitigate regulatory & reputational risks
  • Join group of transparent and fair companies
  • Increase your public awareness

Choosing SEC provides you with:

✔ Unbiased regulator
✔Independent evaluation of financial organizations’ operations
     Certification of various activities
✔Prompt dispute resolving
✔Access to up-to-date legal information

The main scope of SEC activities includes

✔ Evaluation of financial organizations’ activities and their subsequent certification
✔ Coordination of financial market participants’ activities;
✔ Minimizing risks for the financial market participants
✔ Development of financial organizations evaluation systems with subsequent  implication of the systems;
✔ Establishment of the compensation fund for the clients of the companies  certified by IFMRRC.     

Frequently Asked Questions About Complaints/Disputes

What’s covered?

The Compensation Fund covers traders of broker member firms up to €150,000 per complaint

Who can make a complaint?

Traders of our broker members can file complaints absolutely free

Who decides the outcome of the complaints?

The Dispute Resolution Committee accepts, investigates and issues decisions on complaints

Contact your financial services provider

We require you to contact the financial services provider first to discuss the issue and see if it can be resolved quickly.

File a Dispute with the Financial Commission

If the dispute remains unresolved after you have made a complaint to the financial services provider, you can file a dispute with the SEC.

Do you want to provide information about a dispute you have already filed with us?

If you are providing additional information about a dispute you have already filed, please e-mail the information to [email protected]